注冊(cè)代理人(Registered Representatives)
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Registered Representative

A person licensed by the SEC and the NYSE to act as an account executive for clients of brokerages.

注冊(cè)代理人

證券交易委員會(huì)或紐約證券交易所授權(quán)為經(jīng)紀(jì)公司的客戶提供服務(wù)的業(yè)務(wù)經(jīng)紀(jì)人。

Series 6

The General Securities Registered Representative examination. It is a six-hour multiple-choice test that must be passed by brokers.

Series 6

證券經(jīng)紀(jì)人考試。經(jīng)紀(jì)人必須通過(guò)的6小時(shí)選擇題考試。

Series 3

The Uniform Securities Agent State Law examination. A three-hour multiple-choice test required by most states to be taken by brokers.

Series 3

經(jīng)紀(jì)人州政府法規(guī)考試。大多數(shù)州要求經(jīng)紀(jì)人通過(guò)的3小時(shí)選擇題考試。

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